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Notice 2017-004 - Housekeeping Rule Amendments to Policy 8

February 28, 2017

DESCRIPTION OF THE PROPOSED AMENDMENTS

As the result of changes to the internal workflow at IIROC, IIROC has asked that the contact information included in Policy 8 be amended.  The amendments are included in Appendix 1.

EFFECTIVE DATE  

The amendments will be effective immediately.

CLASSIFICATION

The amendments have been classified as housekeeping.  The proposed amendments were not published for comment.

QUESTIONS

Questions regarding this notice may be directed to:

Mark Faulkner

Vice President, Listings and Regulation

CNSX Markets Inc.

220 Bay Street, 9th Floor

Toronto, ON, M5J 2W4

Email: Mark.Faulkner@thecse.com

Appendix 1

PROPOSED CSE POLICY AMENDMENTS

 

Text of CSE Policies marked to reflect proposed amendments Text CSE Policies reflecting the adoption of proposed amendments

Policy 8

FUNDAMENTAL CHANGES & CHANGES OF BUSINESS

1.5(b)

Issuers must notify and consult with the Market Regulator prior to disseminating material information concerning a fundamental change or a change of business during market hours. If the dissemination will occur outside of market hours, the Issuer must notify the Market Regulator in order to effect a trading halt prior to the next trading session.

Contact information for Market Regulator:

Telephone: (416) 646-7220 (604) 643-2792

Email: pr@IIROC.ca prwest@IIROC.ca

Policy 8

FUNDAMENTAL CHANGES & CHANGES OF BUSINESS

1.5(b)

Issuers must notify and consult with the Market Regulator prior to disseminating material information concerning a fundamental change or a change of business during market hours. If the dissemination will occur outside of market hours, the Issuer must notify the Market Regulator in order to effect a trading halt prior to the next trading session.

Contact information for Market Regulator:

Telephone:  (604) 643-2792

Email:  prwest@IIROC.ca

 

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