NOTICE 2016-012 - Notice Of OSC Approval of Amendments To Policy 2 - Qualifications For Listing And Policy 8 - Fundamental Changes
July 29, 2016
In accordance with the process set out in the Process for the Review and Approval of Rules and the Information Contained in Form 21-101F1 and the Exhibits Thereto, CNSX Markets Inc. (CSE) filed, and the OSC approved, amendments to Policy 2 Qualifications for Listing and Policy 8 Fundamental Changes (the Amendments).
The Amendments relate to enhancements to the minimum requirements that must be met as a pre-requisite of listing securities on the CSE and to the requirements for companies undergoing fundamental changes.
The Amendments were published for comment as Notice 2016-003 - Request for Comments - Amendments to CSE Policy 2 and Policy 8 on February 25, 2016 for 30 days. Two comments were received, from AFG Law Corporation LLP (AFG) and from Genesis Law Corporation (Genesis). A summary of comments and the CSE's response was published in the OSC Notice of Approval on June 30, 2016.
The Amendments are effective immediately.
CSE Policies are available on TheCSE.com at: http://thecse.com/support/listed-companies/policies
Questions about this notice may be directed to:
Mark Faulkner, Vice President Listings & Regulation
Mark.Faulkner@thecse.com, or 416-367-7340
For questions about Policies or listing requirements of the CSE, please contact the Listings & Regulation team at: firstname.lastname@example.org or 416-367-7340