Market header image

Notices

You are here

Notice 2020-002 - Guidance Update -Listing Applications – Financial Statements and Disclosure

February 4, 2020

CNSX Markets Inc. (CSE or the Exchange) is publishing this guidance notice to clarify certain requirements related to financial statements to be provided with a listing application.

From the date of this notice, all unaudited financial statements included in a listing statement must have been reviewed in accordance with the relevant standards set out in the CPA Canada Handbook for a review of financial statements by the person’s or company’s auditor or a review of financial statements by a public accountant.

This aligns with the requirements in National Instrument 41-101 – General Prospectus Requirements (“NI41-101”) Part 4.3 and National Instrument 44-101 Short Form Prospectus Distributions (“NI44-101”) Part 4.3 for unaudited financial statements included in or incorporated into a long-form or short-form prospectus.

This replaces the guidance previously contained in Notice 2018-005 - Guidance -Listing Applications – Financial Statements and Disclosure.

Questions

For questions about content of this CSE Notice, please contact:

John Hughes, Manager Financial Disclosure & Compliance

John.Hughes@thecse.com, or 647-729-8326

For questions about CSE Listings Policies or procedures, please contact:

Listings@thecse.com, or 416-367-7340.

Mark Faulkner, Vice President Listings & Regulation

Mark.Faulkner@thecse.com

 

Advertisement

Publicité

Latest CSE News

Upcoming Events

2020-07-03-Tech-Tuesday_Transportation_Newsletter_Website

Tech Tuesdays

Tuesday, July 14, 2020 -
4:15pm to 5:00pm
07-15_Virtual_Industry_Updates_Tech_Strikes_Back_Website

Virtual Industry Updates: Tech Strikes Back

Wednesday, July 15, 2020 -
3:00pm to 4:15pm
08-12_Virtual_Industry_Updates_Whats_Next_for_the_Cannabis_Industry_Imagery_Website

Virtual Industry Updates: What's Next for the Cannabis Industry?

Wednesday, August 12, 2020 -
3:00pm to 4:15pm

Advertisement

Publicité