Tracey Stern
Chief Legal Officer, General Counsel & Corporate SecretaryTracey Stern
Chief Legal Officer, General Counsel & Corporate SecretaryTracey Stern and her team are responsible for risk, legal and compliance matters relating to the Canadian Securities Exchange. Tracey joined the CSE after more than two decades at the Ontario Securities Commission (OSC) where she led the team responsible for market structure policy and the regulation of exchanges and alternative trading systems.
During her tenure with the OSC, Tracey amassed deep expertise in both Canadian and global market structure and regulation through her service as a regulatory participant in most key market structure initiatives for Canada. She also served as Chair of IOSCO Committee 2 on the Regulation of Secondary Markets: a committee of global market structure experts spanning more than 30 jurisdictions.
Tracey is a member of the Master of Financial Innovation & Technology Advisory Board at Smith School of Business at Queen’s University and the co-author of A Framework for Responsive Market Regulation, published in 2019 by the University of Oxford Press.
She received her B.A. in Economics from Western University and her J.D. from Osgoode Hall Law School.
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